Tag: compliance
All the articles with the tag "compliance".
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Hosting Korean Institutional Investors: A Compliance Issue
You're hosting Korean pension staff at your annual meeting. Korean anti-graft law may apply to the hospitality itself — the questions to ask first.
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Inside a CB IA/DIM Application: Where Applicants Stumble
Korea's cross-border IA/DIM registration looks like a forms exercise — until the regulator's comments arrive. The questions to ask before filing.